Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HL Partnership Limited
FRN 303397
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 14 Jul 2025)
- CF1 Director (AR) (since 4 Jul 2025)
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HAUPT & HAUPT FINANCIAL SERVICES LTD
FRN 1035753
- (1)Employed By (since 4 Jul 2025)
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- Appointed representative dealing with clients for which they require qualification (17 Aug 2020 to 12 Jul 2025)
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- [FCA CF] Manager of certification employee (24 Apr 2017 to 17 Jul 2019)
- [FCA CF] Functions requiring qualifications (24 Apr 2017 to 17 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.