Michael Stephen Anthony

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unique Financial Planning Limited

    FRN 216560

    • Employed By (since 30 Oct 2023)
    • Employed By (9 Aug 2023 to 13 Oct 2023)
  • Best Practice IFA Group Limited

    FRN 223112

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 30 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
    • CF30 Customer (since 30 Oct 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (6 Sep 2023 to 13 Oct 2023)
    • CF30 Customer (9 Aug 2023 to 13 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (22 Nov 2022 to 11 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (11 Jan 2021 to 11 Jul 2023)
  • JMS Wealth Management Ltd (no longer approved here)

    FRN 955214

    • (5)Employed By (22 Nov 2022 to 11 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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