Michael Stefan Schmidt

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SOFOLOGY LIMITED (no longer approved here)

    FRN 674041

    • SMF29 Limited scope function (limited scope SMCR firms only) (16 Jan 2022 to 14 Oct 2022)
    • [FCA CF] Significant management (26 Mar 2021 to 14 Oct 2022)
  • DFS Trading Limited (no longer approved here)

    FRN 669893

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 14 Oct 2022)
    • CF8 Apportionment and Oversight (3 Jun 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (24 Jun 2010 to 9 Nov 2010)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.