Michael Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Milecross Financial (Scotland) Ltd

    FRN 845731

    • (12)Employed By (since 15 Feb 2024)
  • Openwork Limited

    FRN 408285

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Sep 2009)
    • CF30 Customer (since 23 Sep 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 13 Jun 2009)
    • CF21 Investment Adviser (12 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2003 to 12 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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