Michael Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cooperatieve Rabobank U.A.

    FRN 171596

    • [FCA CF] Client dealing (since 28 Mar 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Mar 2020)
    • CF30 Customer (9 May 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.