Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (24 Aug 2009 to 17 Jan 2018)
- CF3 Chief Executive (24 Aug 2009 to 17 Jan 2018)
- CF11 Money Laundering Reporting (24 Aug 2009 to 17 Jan 2018)
- CF1 Director (24 Aug 2009 to 17 Jan 2018)
- CF10 Compliance Oversight (24 Aug 2009 to 29 Oct 2014)
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- CF3 Chief Executive (20 May 2004 to 7 Mar 2007)
- CF8 Apportionment and Oversight (20 May 2004 to 7 Mar 2007)
- CF1 Director (20 May 2004 to 7 Mar 2007)
- CF21 Investment Adviser (1 Apr 2003 to 7 Mar 2007)
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- CF8 Apportionment and Oversight (20 May 2004 to 7 Mar 2007)
- CF3 Chief Executive (20 May 2004 to 7 Mar 2007)
- CF1 Director (20 May 2004 to 7 Mar 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2002)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 24 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.