Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • American Century Investment Management (UK) Limited (no longer approved here)

    FRN 493437

    • CF30 Customer (24 Aug 2009 to 17 Jan 2018)
    • CF3 Chief Executive (24 Aug 2009 to 17 Jan 2018)
    • CF11 Money Laundering Reporting (24 Aug 2009 to 17 Jan 2018)
    • CF1 Director (24 Aug 2009 to 17 Jan 2018)
    • CF10 Compliance Oversight (24 Aug 2009 to 29 Oct 2014)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF3 Chief Executive (20 May 2004 to 7 Mar 2007)
    • CF8 Apportionment and Oversight (20 May 2004 to 7 Mar 2007)
    • CF1 Director (20 May 2004 to 7 Mar 2007)
    • CF21 Investment Adviser (1 Apr 2003 to 7 Mar 2007)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • CF8 Apportionment and Oversight (20 May 2004 to 7 Mar 2007)
    • CF3 Chief Executive (20 May 2004 to 7 Mar 2007)
    • CF1 Director (20 May 2004 to 7 Mar 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 24 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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