Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2019)
- CF10 Compliance Oversight (24 Mar 2017 to 28 Feb 2019)
- CF11 Money Laundering Reporting (1 Jul 2015 to 28 Feb 2019)
- Responsible for Insurance Mediation (1 Jul 2015 to 30 Sep 2018)
- CF1 Director (1 Jul 2015 to 28 Feb 2019)
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- Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2019)
- CF10 Compliance Oversight (24 Mar 2017 to 28 Feb 2019)
- CF1 Director (1 Jul 2015 to 28 Feb 2019)
- CF11 Money Laundering Reporting (1 Jul 2015 to 28 Feb 2019)
- Responsible for Insurance Mediation (1 Jul 2015 to 30 Sep 2018)
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- Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2019)
- CF10 Compliance Oversight (24 Mar 2017 to 28 Feb 2019)
- CF1 Director (1 Jul 2015 to 28 Feb 2019)
- CF11 Money Laundering Reporting (1 Jul 2015 to 28 Feb 2019)
- Responsible for Insurance Mediation (1 Jul 2015 to 30 Sep 2018)
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- Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2019)
- CF10 Compliance Oversight (28 Mar 2017 to 28 Feb 2019)
- Responsible for Insurance Mediation (6 Oct 2016 to 30 Sep 2018)
- CF11 Money Laundering Reporting (6 Oct 2016 to 28 Feb 2019)
- CF1 Director (6 Oct 2016 to 28 Feb 2019)
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- Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2019)
- CF10 Compliance Oversight (24 Mar 2017 to 28 Feb 2019)
- Responsible for Insurance Mediation (1 Jul 2015 to 30 Sep 2018)
- CF1 Director (1 Jul 2015 to 28 Feb 2019)
- CF11 Money Laundering Reporting (1 Jul 2015 to 28 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.