Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF29 Significant management (1 Nov 2007 to 14 Oct 2009)
    • CF30 Customer (1 Nov 2007 to 24 Aug 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (31 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
    • CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.