Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GENCIA FINANCIAL SERVICES LIMITED
FRN 402695
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 26 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 8 Feb 2021)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (29 Oct 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Feb 2004 to 29 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.