Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (18 Oct 2019 to 2 Feb 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Feb 2020)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (18 Oct 2019 to 2 Feb 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Feb 2020)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (12 Jun 2008 to 30 Dec 2009)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.