Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Portfoliometrix Asset Management Ltd
FRN 564162
- Director of firm who is not a certification employee or a SMF manager (since 24 Jun 2022)
- SMF3 Executive Director (9 Dec 2019 to 24 Jun 2022)
- SMF1 Chief Executive (9 Dec 2019 to 26 Jan 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 Jan 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jan 2021)
- CF10 Compliance Oversight (2 Jul 2012 to 8 Dec 2019)
- CF1 Director (2 Jul 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Jul 2012 to 8 Dec 2019)
- CF3 Chief Executive (2 Jul 2012 to 8 Dec 2019)
- CF30 Customer (2 Jul 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.