Michael Robert Dukes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 18 Sep 2024)
    • CF30 Customer (since 2 Sep 2024)
  • Trinity Wealth Management Limited

    FRN 206188

    • (6)Employed By (since 2 Sep 2024)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Aug 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Aug 2021)
    • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • CF30 Customer (13 Jun 2019 to 12 Jul 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 21 Jun 2013)
    • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 May 2003 to 13 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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