Michael Robert Black

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2023)
    • [FCA CF] Client dealing (since 23 Nov 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2023)
    • CF1 Director (AR) (12 Feb 2016 to 31 Oct 2023)
    • CF30 Customer (3 Aug 2015 to 31 Oct 2023)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 7 Dec 2006)
  • Oakwood Mortgage Services Limited (no longer approved here)

    FRN 507894

    • (2)Employed By (3 Aug 2015 to 31 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (13 Mar 2015 to 5 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.