Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 3 Jan 2008)
    • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 May 2006 to 8 Feb 2007)
  • Compass Financial Solutions Ltd (no longer approved here)

    FRN 230677

    • Employed By (4 May 2006 to 3 Jan 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (26 Mar 2004 to 8 Sep 2004)
    • CF22 Investment Adviser (Trainee) (4 Jul 2003 to 26 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.