Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (23 Aug 2011 to 11 Apr 2012)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (17 Jan 2005 to 16 Dec 2005)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (4 Mar 2004 to 25 Nov 2004)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.