Michael Richard Head

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (14 Oct 2013 to 4 Nov 2013)
Wentworth Wealth Management LLP (no longer approved here)
FRN 605964
- (1)Employed By (14 Oct 2013 to 4 Nov 2013)
Keystone Wealth Management Ltd (no longer approved here)
FRN 525039
- (1)Employed By (30 Jul 2010 to 1 May 2018)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (1 Nov 2007 to 1 May 2018)
- CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Apr 2006 to 9 Feb 2007)
Circle Financial Services Limited (no longer approved here)
FRN 148759
- CF22 Investment Adviser (Trainee) (9 May 2006 to 16 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.