Michael Richard Faulkner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Handelsbanken plc (no longer approved here)

    FRN 806852

    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 16 Apr 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Jan 2014 to 1 May 2015)
    • CF22 Investment Adviser (Trainee) (13 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 23 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.