Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (AR) (12 Jan 2010 to 31 May 2010)
- CF30 Customer (12 Jan 2010 to 31 May 2010)
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- CF21 Investment Adviser (28 Oct 2004 to 12 Sep 2006)
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- CF21 Investment Adviser (28 Oct 2004 to 28 Feb 2005)
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- CF3 Chief Executive (28 Oct 2004 to 12 Sep 2006)
- CF8 Apportionment and Oversight (9 Dec 2003 to 12 Sep 2006)
- CF21 Investment Adviser (9 Dec 2003 to 12 Sep 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.