Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPITAL SYSTEMATICS LTD. (no longer approved here)

    FRN 472818

    • CF4 Partner (AR) (12 Jan 2010 to 31 May 2010)
    • CF30 Customer (12 Jan 2010 to 31 May 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (28 Oct 2004 to 12 Sep 2006)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (28 Oct 2004 to 28 Feb 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF3 Chief Executive (28 Oct 2004 to 12 Sep 2006)
    • CF8 Apportionment and Oversight (9 Dec 2003 to 12 Sep 2006)
    • CF21 Investment Adviser (9 Dec 2003 to 12 Sep 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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