Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wren Investment Office Limited
FRN 816265
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF1 Director (1 Mar 2019 to 8 Dec 2019)
- CF3 Chief Executive (1 Mar 2019 to 8 Dec 2019)
- CF30 Customer (1 Mar 2019 to 8 Dec 2019)
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- CF1 Director (AR) (31 Oct 2016 to 28 Feb 2019)
- CF30 Customer (31 Oct 2016 to 28 Feb 2019)
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- Employed By (31 Oct 2016 to 28 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.