Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (1 Mar 2019 to 8 Dec 2019)
    • CF3 Chief Executive (1 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF1 Director (AR) (31 Oct 2016 to 28 Feb 2019)
    • CF30 Customer (31 Oct 2016 to 28 Feb 2019)
  • Wren Investment Office Limited (no longer approved here)

    FRN 759585

    • Employed By (31 Oct 2016 to 28 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.