Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
- CF30 Customer (15 Nov 2016 to 8 Dec 2019)
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- (7)Employed By (30 Sep 2009 to 23 Mar 2010)
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- CF30 Customer (1 Nov 2007 to 23 Mar 2010)
- CF22 Investment Adviser (Trainee) (25 Nov 2004 to 31 Oct 2007)
- CF1 Director (AR) (31 Oct 2004 to 23 Mar 2010)
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- (2)Employed By (31 Oct 2004 to 8 Dec 2019)
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- CF21 Investment Adviser (19 Aug 2004 to 25 Feb 2005)
- CF22 Investment Adviser (Trainee) (11 Mar 2003 to 19 Aug 2004)
- CF1 Director (AR) (11 Mar 2003 to 25 Feb 2005)
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- (5)Employed By (11 Mar 2003 to 25 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.