Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Apr 2025)
- CF30 Customer (29 Nov 2011 to 2 Apr 2025)
- CF1 Director (AR) (29 Nov 2011 to 2 Apr 2025)
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- Responsible for Insurance Distribution (1 Oct 2018 to 21 Nov 2018)
- CF11 Money Laundering Reporting (18 Nov 2009 to 1 Dec 2011)
- Responsible for Insurance Mediation (9 Jul 2008 to 30 Sep 2018)
- CF10 Compliance Oversight (9 Jul 2008 to 1 Dec 2011)
- CF30 Customer (1 Nov 2007 to 1 Dec 2011)
- CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
- CF1 Director (2 Jan 2007 to 21 Nov 2018)
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- Employed By (29 Nov 2011 to 2 Apr 2025)
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- CF1 Director (AR) (9 Jun 2011 to 24 Sep 2012)
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- Employed By (9 Jun 2011 to 24 Sep 2012)
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- Employed By (2 Dec 2005 to 29 Dec 2006)
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- (2)Employed By (1 Dec 2001 to 8 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.