Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Apr 2025)
    • CF30 Customer (29 Nov 2011 to 2 Apr 2025)
    • CF1 Director (AR) (29 Nov 2011 to 2 Apr 2025)
  • Bright Financial Planning Limited (no longer approved here)

    FRN 459572

    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Nov 2018)
    • CF11 Money Laundering Reporting (18 Nov 2009 to 1 Dec 2011)
    • Responsible for Insurance Mediation (9 Jul 2008 to 30 Sep 2018)
    • CF10 Compliance Oversight (9 Jul 2008 to 1 Dec 2011)
    • CF30 Customer (1 Nov 2007 to 1 Dec 2011)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
    • CF1 Director (2 Jan 2007 to 21 Nov 2018)
  • BFP Wealth Management Ltd (no longer approved here)

    FRN 568555

    • Employed By (29 Nov 2011 to 2 Apr 2025)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (9 Jun 2011 to 24 Sep 2012)
  • Bright Mortgage Solutions Ltd (no longer approved here)

    FRN 551899

    • Employed By (9 Jun 2011 to 24 Sep 2012)
  • Bright Mortgage Solutions Ltd (no longer approved here)

    FRN 429044

    • Employed By (2 Dec 2005 to 29 Dec 2006)
  • Michael Hatton Financial Services (no longer approved here)

    FRN 195623

    • (2)Employed By (1 Dec 2001 to 8 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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