Michael Pringle

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citibank, N.A. (no longer approved here)
FRN 124704
- CF29 Significant management (15 Oct 2012 to 29 May 2014)
- CF30 Customer (15 Oct 2012 to 29 May 2014)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF29 Significant management (18 Mar 2010 to 29 May 2014)
- CF30 Customer (18 Dec 2008 to 29 May 2014)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (16 Dec 2003 to 20 Jun 2006)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.