Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (15 May 2019 to 2 Sep 2019)
- CF1 Director (15 May 2019 to 2 Sep 2019)
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- CF1 Director (1 Jun 2011 to 6 Mar 2012)
- CF30 Customer (1 Jun 2011 to 6 Mar 2012)
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- CF30 Customer (1 Nov 2007 to 31 Aug 2008)
- CF27 Investment Management (19 Sep 2006 to 21 Sep 2006)
- CF21 Investment Adviser (19 Sep 2006 to 31 Oct 2007)
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- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 10 Feb 2006)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 10 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.