Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London LGPS CIV Limited (no longer approved here)

    FRN 710618

    • CF30 Customer (15 May 2019 to 2 Sep 2019)
    • CF1 Director (15 May 2019 to 2 Sep 2019)
  • COAL PENSION TRUSTEES INVESTMENT LIMITED (no longer approved here)

    FRN 540293

    • CF1 Director (1 Jun 2011 to 6 Mar 2012)
    • CF30 Customer (1 Jun 2011 to 6 Mar 2012)
  • Wellington Management International Limited (no longer approved here)

    FRN 208573

    • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
    • CF27 Investment Management (19 Sep 2006 to 21 Sep 2006)
    • CF21 Investment Adviser (19 Sep 2006 to 31 Oct 2007)
  • Equitas Limited (no longer approved here)

    FRN 202963

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 10 Feb 2006)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 10 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.