Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (8 Nov 2021 to 2 Nov 2022)
- [FCA CF] Client dealing (8 Nov 2021 to 2 Nov 2022)
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- CF30 Customer (25 Mar 2015 to 26 Mar 2015)
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- Employed By (18 Mar 2015 to 26 Mar 2015)
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- CF30 Customer (1 Nov 2007 to 22 Aug 2014)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- (72)Employed By (17 Sep 2003 to 22 Aug 2014)
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- CF22 Investment Adviser (Trainee) (25 Jul 2002 to 2 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.