Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
SCHRODER & CO. LIMITED
FRN 144206
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- CF30 Customer (16 Jan 2014 to 6 Mar 2016)
-
- CF30 Customer (8 Jan 2009 to 16 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.