Michael Phillip Mott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Simon Carter

    FRN 470952

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2021)
    • CF30 Customer (8 Feb 2010 to 22 Dec 2011)
  • Inter County Insurance Services (no longer approved here)

    FRN 184404

    • (7)Employed By (23 Nov 2000 to 20 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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