Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2025)
    • [FCA CF] Client dealing (since 27 Nov 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Nov 2024 to 24 Sep 2025)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 24 Sep 2025)
  • City Asset Management Plc (no longer approved here)

    FRN 122483

    • CF30 Customer (5 Feb 2013 to 28 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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