Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Herbert Financial Services (no longer approved here)

    FRN 479204

    • SMF27 Partner (9 Dec 2019 to 18 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Aug 2023)
    • CF30 Customer (9 Apr 2008 to 8 Dec 2019)
    • CF4 Partner (9 Apr 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.