Michael Peter Adams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GEMINI FINANCIAL PLANNING LIMITED

    FRN 554090

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Apr 2015 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (3 Jan 2012 to 30 Mar 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (25 Jul 2008 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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