Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (10 May 2010 to 19 Jul 2011)
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- Employed By (21 Jul 2006 to 19 Jul 2011)
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- Employed By (2 Aug 2004 to 30 Nov 2008)
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- CF21 Investment Adviser (4 Aug 2003 to 21 Dec 2005)
- CF1 Director (AR) (1 Dec 2001 to 30 Nov 2008)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Aug 2003)
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- (5)Employed By (1 Dec 2001 to 2 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.