Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF30 Customer (30 Dec 2009 to 5 Nov 2014)
  • Crown Agents Investment Management Limited (no longer approved here)

    FRN 119207

    • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Jul 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jul 2007)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jul 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.