Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
    • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 1 Sep 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (20 Sep 2004 to 4 Jul 2005)
    • CF22 Investment Adviser (Trainee) (2 Jun 2004 to 20 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.