Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
- CF30 Customer (17 Jan 2019 to 8 Dec 2019)
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- [FCA CF] Material risk taker (17 May 2017 to 1 Sep 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Mar 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
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- [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Mar 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (20 Sep 2004 to 4 Jul 2005)
- CF22 Investment Adviser (Trainee) (2 Jun 2004 to 20 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.