Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Jul 2015)
    • CF30 Customer (since 20 Jul 2015)
    • CF1 Director (AR) (since 20 Jul 2015)
    • (1)Employed By (since 20 Jul 2015)
  • Hallmark Financial Advisers Ltd (no longer approved here)

    FRN 209171

    • (6)Employed By (8 Feb 2002 to 27 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

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