Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 2 Oct 2024)
- CF30 Customer (since 2 Oct 2024)
- Appointed representative dealing with clients for which they require qualification (since 12 Aug 2024)
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Arkios Wealth Management Limited
FRN 1019695
- (1)Employed By (since 2 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Arkios Wealth Management Limited
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controlled function added: (1)Employed By at Arkios Wealth Management Limited