Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • SMF3 Executive Director (18 Oct 2022 to 11 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (13 May 2019 to 2 Dec 2022)
    • [FCA CF] Significant management (13 May 2019 to 20 Apr 2021)
    • [PRA CF] Managing a material risk taker (7 Mar 2017 to 8 Dec 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 8 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 10 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • SMF1 Chief Executive (18 Oct 2022 to 11 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Nov 2021 to 2 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 10 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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