Michael Murphy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Mar 2024)
    • [FCA CF] Client dealing (since 26 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 26 Mar 2024)
    • CF30 Customer (since 11 Mar 2024)
  • Professional Independent Wealth Advice Ltd

    FRN 990284

    • (5)Employed By (since 11 Mar 2024)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2024)
    • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (24 Aug 2017 to 29 Nov 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (4 Feb 2009 to 21 Jul 2017)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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