Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2019)
- CF1 Director (AR) (6 Dec 2013 to 26 Nov 2019)
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- CF1 Director (AR) (30 Jun 2009 to 2 Apr 2012)
- CF30 Customer (30 Jun 2009 to 31 Mar 2011)
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- Employed By (30 Jun 2009 to 2 Apr 2012)
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- CF21 Investment Adviser (23 Jul 2003 to 14 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.