Michael McSparron

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (20 Nov 2015 to 25 Aug 2017)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (31 Mar 2009 to 5 May 2009)
Brilliant Advice Limited (no longer approved here)
FRN 436632
- Employed By (31 Mar 2009 to 5 May 2009)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (5 Oct 2004 to 18 May 2005)
Newcastle Financial Advisers Limited (no longer approved here)
FRN 222899
- (49)Employed By (27 Feb 2003 to 3 Sep 2004)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (6 Mar 2002 to 30 Nov 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.