Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Radcliffe and Newlands Wealth Limited
FRN 1007473
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
- [FCA CF] Client dealing (since 2 Apr 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2024)
- CF30 Customer (10 Sep 2012 to 28 Mar 2024)
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- Employed By (10 Sep 2012 to 28 Mar 2024)
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- Employed By (23 Jun 2009 to 28 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.