Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Wealth Management Limited
FRN 188596
- 11. Pension transfer specialist
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 28 May 2024)
- [FCA CF] Client dealing (since 28 May 2024)
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- CF30 Customer (12 Jan 2012 to 21 Mar 2018)
- CF1 Director (AR) (12 Jan 2012 to 21 Mar 2018)
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- (5)Employed By (14 Sep 2010 to 31 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.