Michael McCormick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal

    FRN 124788

    • [FCA CF] Client dealing (since 11 May 2023)
    • [FCA CF] Material risk taker (since 11 May 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (23 Sep 2021 to 30 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 30 Apr 2023)
    • [FCA CF] Material risk taker (1 Jan 2021 to 30 Apr 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2023)
    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 1 Jul 2014)
    • CF21 Investment Adviser (23 Apr 2004 to 6 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.