Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 30 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Oct 2025)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 30 Oct 2025)
    • [FCA CF] Client dealing (since 30 Oct 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (16 Jan 2024 to 3 Oct 2025)
    • CF30 Customer (30 Oct 2023 to 3 Oct 2025)
  • Kind Wealth Ltd (no longer approved here)

    FRN 604355

    • (1)Employed By (30 Oct 2023 to 3 Oct 2025)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (216)Employed By (29 Dec 2014 to 13 Feb 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (29 Dec 2009 to 31 Jul 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 24 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Apr 2006 to 1 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Kind Wealth Ltd

  2. controlled function added: (1)Employed By at Kind Wealth Ltd