Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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One Four Nine Wealth Limited
FRN 153508
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 30 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 30 Oct 2025)
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Chamberlain Berry LLP
FRN 504255
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 30 Oct 2025)
- [FCA CF] Client dealing (since 30 Oct 2025)
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- Appointed representative dealing with clients for which they require qualification (16 Jan 2024 to 3 Oct 2025)
- CF30 Customer (30 Oct 2023 to 3 Oct 2025)
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- (1)Employed By (30 Oct 2023 to 3 Oct 2025)
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- (216)Employed By (29 Dec 2014 to 13 Feb 2018)
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- CF30 Customer (29 Dec 2009 to 31 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 24 Oct 2008)
- CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Apr 2006 to 1 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Kind Wealth Ltd
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controlled function added: (1)Employed By at Kind Wealth Ltd