Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2021)
- CF1 Director (AR) (3 Jun 2013 to 21 Dec 2021)
- CF30 Customer (3 Jun 2013 to 21 Dec 2021)
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- CF30 Customer (1 Nov 2007 to 3 Jun 2013)
- CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Feb 2007 to 4 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.