Michael Lok

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • SMF22 Other Local Responsibility (21 Feb 2020 to 15 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 14 Jun 2021)
    • [FCA CF] Significant management (9 Sep 2019 to 14 Jun 2021)
    • [PRA CF] Managing a material risk taker (9 Sep 2019 to 14 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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