Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (31 Aug 2018 to 1 Mar 2019)
- [PRA CF] Significant risk taker or Material risk taker (31 Aug 2018 to 1 Mar 2019)
- CF30 Customer (1 Nov 2007 to 21 Dec 2009)
- CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Feb 2003 to 23 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.