Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [FCA CF] Significant management (31 Aug 2018 to 1 Mar 2019)
    • [PRA CF] Significant risk taker or Material risk taker (31 Aug 2018 to 1 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2009)
    • CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF21 Investment Adviser (1 Feb 2003 to 23 Apr 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.