Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 14 Aug 2023)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 10 Oct 2022)
    • CF30 Customer (5 Jul 2011 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 19 Apr 2011)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.