Michael Levy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oppenheimer Europe Ltd.

    FRN 483856

    • [FCA CF] Client dealing (since 4 Sep 2025)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • SMF3 Executive Director (8 Aug 2024 to 14 May 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 14 May 2025)
    • CF30 Customer (2 Jul 2013 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Nov 2008)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.