Michael Lee Harvey

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 26 Oct 2016)
    • CF30 Customer (since 26 Oct 2016)
  • Charters Private Wealth Ltd

    FRN 758255

    • Employed By (since 26 Oct 2016)
  • HL Financial Consultants Ltd (no longer approved here)

    FRN 514732

    • Employed By (31 Oct 2016 to 19 Jul 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Apr 2014 to 3 Oct 2016)
    • CF1 Director (AR) (3 Apr 2014 to 3 Oct 2016)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (3 Apr 2014 to 3 Oct 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (3 Jan 2010 to 3 Oct 2016)
    • CF1 Director (AR) (3 Jan 2010 to 3 Oct 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (12 Dec 2007 to 27 Dec 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
    • CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Oct 2004 to 20 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.