Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
- [FCA CF] Manager of certification employee (since 10 Oct 2018)
- [FCA CF] Significant management (22 Mar 2023 to 8 Aug 2023)
- [PRA CF] Managing a material risk taker (19 Aug 2022 to 28 Feb 2024)
- [FCA CF] Client dealing (29 Jul 2019 to 22 Oct 2020)
- [FCA CF] Manager of certification employee (17 Aug 2017 to 11 Oct 2017)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
- [FCA CF] Significant management (22 Mar 2023 to 8 Aug 2023)
- [PRA CF] Managing a material risk taker (19 Aug 2022 to 28 Feb 2024)
- [FCA CF] Manager of certification employee (11 Jan 2019 to 7 Aug 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.