Michael Laurence O'Connell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 22 Jan 2025)
    • CF1 Director (AR) (since 21 Jan 2025)
    • CF30 Customer (since 21 Jan 2025)
  • Tetra Financial Planning Ltd

    FRN 1023674

    • Employed By (since 21 Jan 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (21 Feb 2023 to 2 Jan 2025)
    • [FCA CF] Client dealing (21 Feb 2023 to 2 Jan 2025)
  • EB ASSOCIATES GROUP LIMITED (no longer approved here)

    FRN 707424

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Oct 2023)
    • CF30 Customer (23 Mar 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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